StoneX Corporate Fact Sheet 2024

We connect clients to markets

Who we are

StoneX Group Inc. connects clients to the global financial markets via a full suite of services including institutional-grade platforms, end-to-end clearing and execution, post-trade settlement, market intelligence and local expertise. A Fortune 100 company with a century-long track record, StoneX Group Inc. (NASDAQ:SNEX) and its 4,000+ employees serve over 54,000 commercial, institutional and payments clients, along with over 400,000 retail accounts, from over 80 offices across six continents.

Back in 1924, Saul Stone established Saul Stone & Company in Chicago, Illinois as a farm products wholesaler. Fast forward 100 years, and the same entrepreneurial DNA that drove Saul Stone is still the cornerstone of StoneX Group Inc. today. This year, StoneX is taking time to commemorate its rich
heritage and the individuals that were instrumental to its success.

What we do

We utilize our capital, knowledge, and expertise to provide our clients with access to a broad range of financial products and services.

• Risk Management Advisory Services
• Futures Brokerage and Clearing
• OTC and Structured Products
• Physical Trading in Select Commodities
• Precious and Base Metals Trading
• Global Payments and Treasury Services
• Foreign Exchange Execution and Prime Brokerage
• Equity Market-Making
• Securities Custody and Clearing
• Fixed Income
• Wealth Management
• Asset Management
• Market Intelligence
• Retail Access to FX/CFD Markets

What we stand for

As a regulated and publicly traded company, StoneX Group Inc. is subject to stringent corporate governance, financial reporting and disclosure requirements. Our commitment to integrity, transparency, and trust is integral to building deeply valued, long-term relationships with our clients.

Markets traded

• Equities • Fixed income • ETFs • Currencies • FX • OTC • Crypto • Metals • Grains/Oilseeds • Dairy • Softs • Energy • Forest Products • Meats/Livestock • Plastics • Renewable Fuels • Carbon • Frontier/Emerging

FY 2023 financial highlights

• Operating revenues: $2,914.1 million
• Total assets: $21,938.7 million
• Volume traded: $4.4 trillion
• Stockholders’ equity: $1,379.1 million
• Net income: $238.5 million
• Listed derivatives contracts traded: 160.3 million

StoneX key facts

• Operates in over 180 countries across 140+ currencies
• 100-year track record
• Nasdaq stock ticker: SNEX
• Global headquarters:
  230 Park Avenue, New York, NY
  Tel: (212) 692-5100
• Worldwide employees: 4,000+ employees and 80+ offices

Exchanges

• AEX • ASX • B3 • BYMA • CBT • CFE • CME • COMX • DCE • DGCX • DME • EEX • EURX • HKFE • IDEM • IFAD • IFED • IFEU • IFLL • IFLO • IFLX • IFUS • INE • KRX • LME • MATBA-ROFEX • MATF • MDEX • MEFF • MGEX • MONP • NDEX • NODAL • NOREXECO • NXE • NYME • OSE • SAFX • SGX • SMALL • TAIFEX • TCE • TMX • TOCOM • ZCE

(1) Total volume traded of FX / CFD, Securities, and Global Payments contracts on a trailing twelve month basis as of September 30, 2023

Who we serve

Institutional clients

StoneX offers institutional clients a comprehensive range of services, including trading, financing, clearing, and custody, across virtually any asset class and financial market globally. A leading liquidity provider in equities, fixed income, and OTC markets, we provide high-touch and electronic execution with most global securities exchanges and over 40 derivatives exchanges. Our global prime and custody desk connects clients to institutional securities and derivatives capabilities while also providing complementary services including capital introduction and outsourced trading solutions.

• Asset managers
• Banks and Credit Unions
• Broker-Dealers
• Family offices
• Hedge Funds
• Insurance companies
• Money Managers
• Mutual Funds and ETFs
• Pensions

Commercial clients

We offer our commercial clients a comprehensive global array of products and services, including risk management and hedging services, execution and clearing of exchange-traded and OTC products, voice brokerage, market intelligence, physical trading, as well as commodity financing and logistics services. Our ability to provide these high-value-added products and bespoke services differentiates us from our competitors and maximizes the opportunity to help our commercial clients succeed.

• Cooperatives
• Corporations
• End Users
• Grain Elevators
• Importers/Exporters
• Introducing Brokers
• Merchandisers
• Producers
• Processors
• Retailers
• Traders
• Wholesalers & Merchants

Payments clients

We offer competitive and transparent pricing in more than 140 currencies across over 180 countries. As a SWIFT-accredited service bureau and member, we offer our services to international development organizations, international corporations, community and global banks and educational institutions seeking more competitive international payments services. We utilize a global network of approximately 350 correspondent banks, ensuring efficient and timely payments in local currency.

• Corporations
• Educational Institutions
• Financial Institutions
• Governmental and Multilateral Organizations
• International Development Organizations

Retail clients

Our industry-leading retail brands include FOREX.com, City Index, StoneX Bullion, and StoneX One. Together these offerings provide clients with access to foreign exchange, securities, futures, and precious metals markets, and the ability to trade contracts for difference* (“CFDs”). In addition, individuals and families can access comprehensive investment services, financial advice and planning solutions through StoneX Wealth Management.

*Not available in the United States

• Equities, FX, CFD and Futures Traders
• High-Net-Worth Individuals
• Investors
• Precious Metals for Traders and Collectors

STONEX is the trade name used by STONEX GROUP INC. and all its associated entities and subsidiaries. StoneX Group Inc. companies provide financial services worldwide through its subsidiaries, as further described below. References to certain over-the-counter (“OTC”) products or swaps are made on behalf of StoneX Markets, LLC (“SXM”), a member of the National Futures Association (NFA) and provisionally registered with the U.S. Commodity Futures Trading Commission (“CFTC”) as a swap dealer. SXM’s products are designed only for individuals or firms who qualify under CFTC rules as an ‘Eligible Contract Participant’ (“ECP”) and who have been accepted as customers of SXM. StoneX Financial Inc. (“SFI”) is a member of FINRA/NFA/SIPC and registered with the MSRB. SFI is registered with the U.S. Securities and Exchange Commission (“SEC”) as a Broker-Dealer and with the CFTC as a Futures Commission Merchant and Commodity Trading Advisor. References to securities trading made on behalf of the BD Division of SFI are intended only for an audience of institutional clients as defined by FINRA Rule 4512(c), references to securities trading made on behalf of StoneX Securities Inc. are intended for an audience of retail clients. References to exchange-traded futures and options are made on behalf of the FCM Division of SFI. Wealth management services are offered through StoneX Wealth Management, a trade name used by StoneX Securities Inc., member FINRA/SIPC and StoneX Advisors Inc., an SEC-registered investment advisor, both wholly owned subsidiaries of StoneX Group Inc. StoneX Financial Ltd (“SFL”) is registered in England and Wales, company no. 5616586. SFL is authorised and regulated by the Financial Conduct Authority (registration number FRN:446717). SFL is also authorised and regulated by the Financial Conduct Authority under the Payment Services Regulations 2017 for the provision of payment services. StoneX Financial Europe S.A. (“SFE”) is a securities trading firm registered in the Grand Duchy of Luxembourg under Company No. RC Lux B 10821. SFE is authorised by the Luxembourg Ministry of Finance and regulated by the Commission de Surveillance du Secteur Financier (registration no. P00000012). StoneX Financial GmbH, entered in the Frankfurt am Main Commercial Register, HRB 101212, authorized to perform payment service in accordance with § 1 (1) s. 2 No. 6 German Payment Act (ZAG) and regulated by the Federal Financial Supervisory Authority and the German Federal Bank (BaFin-ID: 10141964). StoneX Financial Pte. Ltd. (Co. Reg. No. 201130598R) (“SFP”) holds a Capital Markets Services License and is regulated by Monetary Authority of Singapore (“MAS”). StoneX Financial Pty Ltd (ACN 141 774 727) holds an Australian Financial Service License and is regulated by the Australian Securities and Investments Commission (AFSL: 345646). StoneX Financial (HK) Limited (CE No.: BCQ152) (“SHK”) is regulated by the Hong Kong Securities and Futures Commission for Dealing in Futures Contracts. StoneX Group Inc. acts as agent for SFL in New York with respect to its payments services business. StoneX Financial Pte. Ltd. acts as agent for SFL in Singapore with respect to its payments services business. GAIN Capital Group LLC, dba FOREX.com, 135 US Hwy 202/206 Bedminster NJ 07921, USA. GAIN Capital Group LLC is a wholly-owned subsidiary of StoneX Group Inc. StoneX Banco de Câmbio is FX Bank dully registered with the Central Bank of Brazil (“BACEN”) license for FX Bank (4573/2018). StoneX DTVM is authorized by BACEN and regulated by Capital Markets Commission of Brazil (“CVM”). DTVM is a certified brokerage house at Brazilian Stock Exchange (“B3”) and associated with Brazilian Financial and Capital Markets Association (“ANBIMA”). StoneX Investimentos is regulated by the CVM for wealth management. StoneX Consultoria em Futuros e Commodities é is regulated by the CVM for commodities consultancy. This communication is issued in the European Economic Area by StoneX Financial Europe S.A. Trading swaps and over-the-counter derivatives, exchange-traded derivatives and options and securities involves substantial risk and is not suitable for all investors. The information herein is not a recommendation to trade nor investment research or an offer to buy or sell any derivative or security. It does not take into account your particular investment objectives, financial situation or needs and does not create a binding obligation on any of the StoneX Group Inc. of companies to enter into any transaction with you. You are advised to perform an independent investigation of any transaction to determine whether any transaction is suitable for you. No part of this material may be copied, photocopied or duplicated in any form by any means or redistributed without the prior written consent of StoneX Group Inc.

© 2024 StoneX Group Inc. All Rights Reserved.

For Further Information: StoneX Group Inc. financial information and filings can be viewed at www.sec.gov or at www.stonex.com.